TY - JOUR
AU1 - BECKER, BRANDON
AU2 - LEE, YOONYOUNG
AU3 - HARRIS, FRANCA
AB - This article gives an indepth examination of the Securities and Exchange Commission's new Regulation SP. This rule implements the privacy requirements of last year's financial modernization legislation, better known as the GrammLeachBliley Financial Services Modernization Act. That legislation contains a Title designed to protect the financial privacy of consumers. Regulation SP is the SEC's Implementation of that provision. The authors walk the reader through this regulation and its application in some detail. You cannot practice in this industry without a familiarity of Regulation SP. This article will take you very far along that path.
TI - The SEC's Privacy Rule
JF - Journal of Investment Compliance
DO - 10.1108/eb045873
DA - 2000-02-01
UR - https://www.deepdyve.com/lp/emerald-publishing/the-sec-s-privacy-rule-mz5ohzyZgH
SP - 7
EP - 16
VL - 1
IS - 2
DP - DeepDyve
ER -