A new decomposition of the Kubo-Bastin formula
Bonbien, Varga;Manchon, Aurelien
2020-05-10 00:00:00
1 1;2y Varga Bonbien and Aur elien Manchon Physical Science and Engineering Division (PSE), King Abdullah University of Science and Technology (KAUST), Thuwal 23955-6900, Saudi Arabia Aix-Marseille Univ, CNRS, CINaM, Marseille, France The Smrcka-Streda version of Kubo's linear response formula is widely used in the literature to compute non-equilibrium transport properties of heterostructures. It is particularly useful for the evaluation of intrinsic transport properties associated with the Berry curvature of the Bloch states, such as anomalous and spin Hall currents as well as the damping-like component of the spin-orbit torque. Here, we demonstrate in a very general way that the widely used decomposition of the Kubo-Bastin formula introduced by Smrcka and Streda contains an overlap, which has lead to widespread confusion in the literature regarding the Fermi surface and Fermi sea contributions. To remedy this pathology, we propose a new decomposition of the Kubo-Bastin formula based on the permutation properties of the correlation function and derive a new set of formulas, without an overlap, that provides direct access to the transport eects of interest. We apply these new formulas to selected cases and demonstrate that the Fermi sea and Fermi surface contributions can be uniquely addressed with our symmetrized approach. I. INTRODUCTION Bruno presented a detailed and widely cited derivation of the Kubo-Bastin and Smrcka-Streda formulae from the 1,2 Kubo formula. The seminal work of Kubo showed that, in the per- The Smrcka-Streda formula has been widely used to turbative weak- eld limit, transport coecients can be 9,10 compute charge and spin Hall currents as well as spin- expressed as correlation functions of quantum mechani- orbit torques . Whereas a few works use the full Smrcka- cal observable operators. The resulting Kubo formalism 12{15 Streda formula , most theoretical studies exploit a has become a staple of quantum transport theory cal- simpli ed version of it, obtained by assuming constant culations and surged in popularity following the realiza- 16{18 scattering time and in the weak disorder limit tion that applying it to transport phenomena in crystals provides direct access to topological invariants, thereby X ^ ^ 1 Re[hnkjBjmkihmkjAjnki] yielding an explanation for the robustness of the quan- A ! ; (3) surf 2 2 2 2 [(" " ) + ][(" " ) + ] F nk F mk tized Hall eect . k;n;m While the original Kubo formula is formally satisfy- X ^ ^ Im[hnkjBjmkihmkjAjnki] ing, realistic calculations with it are rather impractical. A ! (f (" ) f (" )): nk mk sea 4 5 (" " ) nk mk Bastin et al. and later Streda and Smrcka used Green's k;n6=m functions to rewrite the Kubo formula and arrived at a (4) result directly applicable to computations in the static limit. Later on, Smrcka and Streda further decomposed Here is the homogeneous broadening and jnki is a the Bastin formula into two terms, Bloch state of the crystal. This simpli ed version readily n o attributes A to intraband transitions, yielding a surf r r a ^ ^ ^ ^ ^ A = d"@ f (")Re tr[AG B(G G )] ; (1) I " 1= dependence, and A to interband transitions, 2 sea n o which are nite in the clean limit ( ! 0). In fact, r r r r ^ ^ ^ ^ ^ ^ ^ ^ A = d"f (")Re tr[AG B@ G A@ G BG ] ; these simpli ed formulae elegantly connect the Fermi II " " sea transport contributions to the Berry curvature of the (2) Bloch states, and, to date, the Berry curvature formula, Eq. (4), has been widely used to characterize the ^ ^ Here A is the operator of the perturbation and B is the 19{21 intrinsic spin Hall eect of bulk materials . As we r(a) operator of the observable, G (") is the retarded (ad- mentioned already, this formula is only valid in the clean vanced) Green's function of the system and we have sup- limit and does not apply in realistic materials where pressed the energy argument in the formulae for brevity, momentum scattering is important. More speci cally, it f (") is the Fermi-Dirac distribution and @ indicates an becomes invalid when the broadening is comparable energy derivative. Because of their connection to @ f (") to, or larger than the local orbital gaps resulting from and f ("), Eqs. (1) and (2) were wrongly referred to as avoided band crossings, and where Berry curvature is Fermi surface and Fermi sea terms, respectively. These 22{24 maximized. Indeed, further investigations have terms were used by Streda in his famous analysis of 7 addressed the spin Hall eect of metals using the full the quantized Hall eect . More recently, Cr epieux and Smrcka-Streda formula, Eqs. (1)-(2), showing evidence that the spin Hall conductivity of 5d transition metals is dominated by A . Similarly, an in
uential work [email protected] by Sinitsyn et al. demonstrated that in the case of a [email protected] gapped Dirac cone, spin Hall eect is entirely due to A arXiv:2005.04678v1 [cond-mat.mes-hall] 10 May 2020 2 in the metallic regime, while it is entirely due to A in function with respect to its energy argument, that we II the gap. These observations, valid for speci c examples, have suppressed in the formula for brevity. Across the led to the confusion that A always dominate in metals. manuscript, ::: ^ denotes an operator and tr(: : : ) is the 12{14 For instance, some investigations (including ours) trace operation. have computed the spin-orbit torque using only A based on Kontani et al. 's argument. However, recent Splitting (5) into two halves, integrating one of them calculations have demonstrated that certain transport by parts and combining it with the other half yields the properties associated with Berry curvature, such as Smrcka-Streda decomposition of the Kubo-Bastin for- I II the dampinglike torque in magnetic heterostructures, mula [Eq. (A10) of Ref. 8] with = + , where kl kl kl 26{28 have contributions from both A and A (see also I II Ref. 29). This suggests that attributing purely Fermi I r a ^ ^ ^ ^ ^ ^ = d" @ f (") tr j G j j G j surface origin to A and purely Fermi sea origin to A " k l l k I II kl is incorrect. (6) r a ^ ^ G G In this paper, we rst show in a very general way that the A -A decomposition of the Kubo-Bastin formula I II and introduced by Smrcka and Streda contains an overlap, and there appears to be widespread confusion regarding this aspect in the literature. This overlap was hinted II r r r r ^ ^ ^ ^ ^ ^ ^ ^ = d" f (") tr j G (")j @ G j @ G j G k l " k " l kl at for the special case of a 2-dimensional Dirac mate- rial by Sinitsyn et al. , but the fact that Smrcka-Streda a a a a ^ ^ ^ ^ ^ ^ ^ ^ + j @ G j G j G j @ G : and many subsequent authors unjusti ably neglected a l " k l k " subtle term relating to position operators in certain ver- (7) sions of the Smrcka-Streda formula responsible for geo- 7,8,31 metric eects, went unmentioned . This subtlety is Integrating (7) by parts shall not yield any surface unnoticeable for simple models | such as the quadratic terms, thus we might naively conclude that this term magnetic Rashba gas | when A is vanishingly small describes eects resulting purely from the sea. However, II away from the avoided band crossing, since the neglected this is not the case, since there is signi cant overlap be- I II geometric term exactly cancels out Streda's orbital sea tween and . Indeed, manipulating (6) and (7) we kl kl term in A which, due to the overlap, also appears in arrive at (see Appendix) II the A term. However, in the general case, A is non- I II 29,32 negligible and thus, Smrcka and Streda's decompo- I surf ol = + ; (8a) kl kl kl sition of the Kubo-Bastin formula into A ;A does not I II II sea ol lend itself to a proper analysis of dierent physical ef- = ; (8b) kl kl kl fects. To remedy this, we propose a new decomposition where of the Kubo-Bastin formula based on the permutation properties of the correlator and derive a new set of for- mulas without an overlap, that provides direct access to ~ surf r a ^ ^ ^ ^ = d" @ f (") tr j G G j " k l kl the intrinsic geometric eects. r a ^ ^ G G ; (9) II. THE KUBO-BASTIN FORMULA AND THE SMRCKA-STREDA DECOMPOSITION sea r a ^ ^ ^ ^ = d" f (") tr j @ G + @ G j k " " l kl The Kubo-Bastin formula for the electrical conductiv- ity, , in the static limit as obtained from the Kubo kl r a ^ ^ ^ ^ j (@ G + @ G j l " " k formula is [Eq. (A9) of Ref. 8] r a ^ ^ Z G G (10) r a ^ ^ ^ ^ ^ ^ = d" f (") tr j @ G j j @ G j kl k " l l " k and the overlap term r a ^ ^ G G ; (5) ol r a ^ ^ ^ ^ = d" @ f (") tr j G + G j " k l kl ^ ^ where j ; j are electric charge current opera- k l r(a) ^ r a ^ ^ ^ ^ tors in the k; l 2 fx; y; zg directions, G (") = j (G + G j l k lim 1=("